VETTING SPEAKERS INVITED TO ADDRESS YOUR EMPLOYEES

• Financial Background
• Personal Interview
• Evaluating Specifics of Presentation
• Commissions, Fees and other Expenses
  

ADDRESSING YOUR EMPLOYEES

• Facts & Fantasies – includes figures of the last 20 years in financial markets
• Transition from Company 401k to Personal 401k.  The Challenge of Expanded Choices
• Determining Your Risk Tolerance
• Vetting Brokers and Independent Advisors
• Building the Right Portfolio
• Avoiding Scams

 QUESTION/ANSWER SESSIONS FOR SMALL GROUPS OF EMPLOYEES

• Five per day.  Maximum 12 employees
• Everyday English – NO JARGON

MONTHLY EMAIL ALERTS TO YOUR EMPLOYEES…AND RETIREES

• Managing Personal 401k and/or Company 401k
• Vetting Brokers and Independent Advisors
• Importance of `taking charge’
• Risk Analysis Examples
• Avoiding Scams

VETTING COMPANY 401K PLANS                 (Two Areas only)

• Investment Alternatives Presented
• Proper Service and Safeguards for your Employees

 INDIVIDUAL ANALYSIS OF PORTFOLIO    (Risk, Balance, Fees, Analytics)

ARBITRATION INFORMATION

• Handling Complaints against Broker/Financial Advisor